GATA-14
TA-14 AI GOVERNANCE LIBRARY
AI Governance Assurance Workspace
Evaluate whether governance controls, evidence, review processes, execution decisions, and preserved outcomes support the assurance conclusion being claimed. Assurance must remain bounded by competence, independence, authority, evidence, scope, and time.
ASSURANCE CONTROL DESK
Select the assurance domain.
Every conclusion remains bound to the identified system, version, authority, evidence set, reviewer, methodology, operating context, and review date. Material change requires reassessment.
IR
Review independence
Independent Review
Before approval or periodicallyNot reviewed
Assurance purposeAssess governance controls, evidence, decisions, and execution records through a reviewer who is sufficiently independent from the activity being examined.
Independent review evaluates whether the evidence and governance process support the conclusion being claimed. Independence must be appropriate to the consequence, authority, and assurance level involved.
Required evidence6
01
Declared review scope
02
Reviewer identity and qualifications
03
Conflict-of-interest disclosure
04
Applicable criteria and authority
05
Evidence package and decision records
06
Review conclusion and limitations
Review questions5
01
Is the reviewer sufficiently independent from the system owner and decision maker?
02
Does the reviewer possess the competence required for the defined scope?
03
Are the applicable criteria fixed before the review begins?
04
Can the reviewer inspect the complete evidence chain?
05
Are limitations and unresolved conditions preserved in the conclusion?
ASSURANCE DETERMINATION
Record what the evidence supports.
Domain-specific outcomes
Independent review supportedQualified reviewInsufficient independenceEscalation required
ASSURANCE SUMMARY
Read the condition of assurance.
These counts show the current workspace condition. They do not constitute certification, regulatory approval, legal advice, or permission to execute.
Evidence presently supports the bounded assurance conclusion.
Assurance is supported only with stated limitations or exceptions.
Evidence, authority, independence, or control is insufficient.
A higher authority or more qualified reviewer is required.
Review completion0%
0 of 6 assurance domains currently contain a determination.
GOVERNED ASSURANCE SEQUENCE
Assurance must follow the evidence.
Fix the system, version, purpose, scope, consequence, and assurance claim.
Confirm reviewer competence, independence, authority, and conflicts.
Verify the origin, integrity, relevance, currency, and completeness of evidence.
Evaluate controls and records against the declared assurance criteria.
Record supported, qualified, hold, or escalation outcomes without overstating scope.
Preserve the evidence, reviewer, conclusion, execution decision, and resulting outcome.
ABAssurance boundary
ASSURANCE BOUNDARY
Assurance is not unlimited authority.
Assurance establishes what was reviewed, by whom, under which criteria, using which evidence, within which boundary, and with what conclusion. It does not automatically establish universal compliance, certification, legal conformity, admissibility, or permission to execute. Execution requires applicable authority, evidence continuity, binding, admissibility, runtime control, and preserved outcome proof.